May 15 2025

From Oversight to Override: Enforcing AI Safety Through Infrastructure

Category: AI,Information Securitydisc7 @ 9:57 am

You can’t have AI without an IA

As AI systems become increasingly integrated into critical sectors such as finance, healthcare, and defense, their unpredictable and opaque behavior introduces significant risks to society. Traditional safety protocols may not be sufficient to manage the potential threats posed by highly advanced AI, especially those capable of causing existential harm. To address this, researchers propose Guillotine, a hypervisor-based architecture designed to securely sandbox powerful AI models.

Guillotine leverages established virtualization techniques but also introduces fundamentally new isolation strategies tailored for AI with existential-risk potential. Unlike typical software, such AI may attempt to analyze and subvert the very systems meant to contain them. This requires a deep co-design of hypervisor software with the underlying hardware—CPU, memory, network interfaces, and storage—to prevent side-channel leaks and eliminate avenues for reflective exploitation.

Beyond technical isolation, Guillotine incorporates physical fail-safes inspired by systems in nuclear power plants and aviation. These include hardware-level disconnection mechanisms and even radical approaches like data center flooding to forcibly shut down or destroy rogue AI. These physical controls offer a final layer of defense should digital barriers fail.

The underlying concern is that many current AI safety frameworks rely on policy rather than technical enforcement. As AI becomes more capable, it may learn to bypass or manipulate these soft controls. Guillotine directly confronts this problem by embedding enforcement into the architecture itself—creating systems that can’t be talked out of enforcing the rules.

In essence, Guillotine represents a shift from trust-based AI safety toward hardened, tamper-resistant infrastructure. It acknowledges that if AI is to be trusted with mission-critical roles—or if it poses existential threats—we must engineer control systems with the same rigor and physical safeguards used in other high-risk industries.

 Guillotine: Hypervisors for Isolating Malicious AIs.

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InfoSec services | InfoSec books | Follow our blog | DISC llc is listed on The vCISO Directory | ISO 27k Chat bot | Comprehensive vCISO Services | ISMS Services | Security Risk Assessment Services

Tags: AIMS, AISafety, artificial intelligence, Enforcing AI Safety, GuillotineAI, information architecture, ISO 42001


May 13 2025

AI is Powerful—But Risky. ISO/IEC 42001 Can Help You Govern It

Category: Information Security,ISO 27kdisc7 @ 2:56 pm

Managing AI Risks: A Strategic Imperative – responsibility and disruption must
coexist

Artificial Intelligence (AI) is transforming sectors across the board—from healthcare and finance to manufacturing and logistics. While its potential to drive innovation and efficiency is clear, AI also introduces complex risks that can impact fairness, transparency, security, and compliance. To ensure these technologies are used responsibly, organizations must implement structured governance mechanisms to manage AI-related risks proactively.

Understanding the Key Risks

Unchecked AI systems can lead to serious problems. Biases embedded in training data can produce discriminatory outcomes. Many models function as opaque “black boxes,” making their decisions difficult to explain or audit. Security threats like adversarial attacks and data poisoning also pose real dangers. Additionally, with evolving regulations like the EU AI Act, non-compliance could result in significant penalties and reputational harm. Perhaps most critically, failure to demonstrate transparency and accountability can erode public trust, undermining long-term adoption and success.

ISO/IEC 42001: A Framework for Responsible AI

To address these challenges, ISO/IEC 42001—the first international AI management system standard—offers a structured, auditable framework. Published in 2023, it helps organizations govern AI responsibly, much like ISO 27001 does for information security. It supports a risk-based approach that accounts for ethical, legal, and societal expectations.

Key Components of ISO/IEC 42001

  • Contextual Risk Assessment: Tailors risk management to the organization’s specific environment, mission, and stakeholders.
  • Defined Governance Roles: Assigns clear responsibilities for managing AI systems.
  • Life Cycle Risk Management: Addresses AI risks across development, deployment, and ongoing monitoring.
  • Ethics and Transparency: Encourages fairness, explainability, and human oversight.
  • Continuous Improvement: Promotes regular reviews and updates to stay aligned with technological and regulatory changes.

Benefits of Certification

Pursuing ISO 42001 certification helps organizations preempt security, operational, and legal risks. It also enhances credibility with customers, partners, and regulators by demonstrating a commitment to responsible AI. Moreover, as regulations tighten, ISO 42001 provides a compliance-ready foundation. The standard is scalable, making it practical for both startups and large enterprises, and it can offer a competitive edge during audits, procurement processes, and stakeholder evaluations.

Practical Steps to Get Started

To begin implementing ISO 42001:

  • Inventory your existing AI systems and assess their risk profiles.
  • Identify governance and policy gaps against the standard’s requirements.
  • Develop policies focused on fairness, transparency, and accountability.
  • Train teams on responsible AI practices and ethical considerations.

Final Recommendation

AI is no longer optional—it’s embedded in modern business. But its power demands responsibility. Adopting ISO/IEC 42001 enables organizations to build AI systems that are secure, ethical, and aligned with regulatory expectations. Managing AI risk effectively isn’t just about compliance—it’s about building systems people can trust.

The Strategic Synergy: ISO 27001 and ISO 42001 – A New Era in Governance

The 12–24 Month Timeline Is Logical

Planning AI compliance within the next 12–24 months reflects:

  • The time needed to inventory AI use, assess risk, and integrate policies
  • The emerging maturity of frameworks like ISO 42001, NIST AI RMF, and others
  • The expectation that vendors will demand AI assurance from partners by 2026

Companies not planning to do anything (the 6%) are likely in less regulated sectors or unaware of the pace of change. But even that 6% will feel pressure from insurers, regulators, and B2B customers.

Here are the Top 7 GenAI Security Practices that organizations should adopt to protect their data, users, and reputation when deploying generative AI tools:


1. Data Input Sanitization

  • Why: Prevent leakage of sensitive or confidential data into prompts.
  • How: Strip personally identifiable information (PII), secrets, and proprietary info before sending input to GenAI models.


2. Model Output Filtering

  • Why: Avoid toxic, biased, or misleading content from being released to end users.
  • How: Use automated post-processing filters and human review where necessary to validate output.


3. Access Controls & Authentication

  • Why: Prevent unauthorized use of GenAI systems, especially those integrated with sensitive internal data.
  • How: Enforce least privilege access, strong authentication (MFA), and audit logs for traceability.


4. Prompt Injection Defense

  • Why: Attackers can manipulate model behavior through cleverly crafted prompts.
  • How: Sanitize user input, use system-level guardrails, and test for injection vulnerabilities during development.


5. Data Provenance & Logging

  • Why: Maintain accountability for both input and output for auditing, compliance, and incident response.
  • How: Log inputs, model configurations, and outputs with timestamps and user attribution.


6. Secure Model Hosting & APIs

  • Why: Prevent model theft, abuse, or tampering via insecure infrastructure.
  • How: Use secure APIs (HTTPS, rate limiting), encrypt models at rest/in transit, and monitor for anomalies.


7. Regular Testing and Red-Teaming

  • Why: Proactively identify weaknesses before adversaries exploit them.
  • How: Conduct adversarial testing, red-teaming exercises, and use third-party GenAI security assessment tools.

ISO/IEC 42001:2023, First Edition: Information technology – Artificial intelligence – Management system

ISO 42001 Artificial Intelligence Management Systems (AIMS) Implementation Guide: AIMS Framework | AI Security Standards

Businesses leveraging AI should prepare now for a future of increasing regulation.

DISC InfoSec’s earlier post on the AI topic

Feel free to get in touch if you have any questions about the ISO 42001 Internal audit or certification process.

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InfoSec services | InfoSec books | Follow our blog | DISC llc is listed on The vCISO Directory | ISO 27k Chat bot | Comprehensive vCISO Services | ISMS Services | Security Risk Assessment Services

Tags: AIMS, Governance, ISO 42001


May 05 2025

The Strategic Synergy: ISO 27001 and ISO 42001 – A New Era in Governance

Category: AI,ISO 27kdisc7 @ 9:01 am

The Strategic Synergy: ISO 27001 and ISO 42001 – A New Era in Governance

After years of working closely with global management standards, it’s deeply inspiring to witness organizations adopting what I believe to be one of the most transformative alliances in modern governance: ISO 27001 and the newly introduced ISO 42001.

ISO 42001, developed for AI Management Systems, was intentionally designed to align with the well-established information security framework of ISO 27001. This alignment wasn’t incidental—it was a deliberate acknowledgment that responsible AI governance cannot exist without a strong foundation of information security.

Together, these two standards create a governance model that is not only comprehensive but essential for the future:

  • ISO 27001 fortifies the integrity, confidentiality, and availability of data—ensuring that information is secure and trusted.
  • ISO 42001 builds on that by governing how AI systems use this data—ensuring those systems operate in a transparent, ethical, and accountable manner.

This integration empowers organizations to:

  • Extend trust from data protection to decision-making processes.
  • Safeguard digital assets while promoting responsible AI outcomes.
  • Bridge security, compliance, and ethical innovation under one cohesive framework.

In a world increasingly shaped by AI, the combined application of ISO 27001 and ISO 42001 is not just a best practice—it’s a strategic imperative.

High-level summary of the ISO/IEC 42001 Readiness Checklist

1. Understand the Standard

  • Purchase and study ISO/IEC 42001 and related annexes.
  • Familiarize yourself with AI-specific risks, controls, and life cycle processes.
  • Review complementary ISO standards (e.g., ISO 22989, 31000, 38507).


2. Define AI Governance

  • Create and align AI policies with organizational goals.
  • Assign roles, responsibilities, and allocate resources for AI systems.
  • Establish procedures to assess AI impacts and manage their life cycles.
  • Ensure transparency and communication with stakeholders.


3. Conduct Risk Assessment

  • Identify potential risks: data, security, privacy, ethics, compliance, and reputation.
  • Use Annex C for AI-specific risk scenarios.


4. Develop Documentation and Policies

  • Ensure AI policies are relevant, aligned with broader org policies, and kept up to date.
  • Maintain accessible, centralized documentation.


5. Plan and Implement AIMS (AI Management System)

  • Conduct a gap analysis with input from all departments.
  • Create a step-by-step implementation plan.
  • Deliver training and build monitoring systems.


6. Internal Audit and Management Review

  • Conduct internal audits to evaluate readiness.
  • Use management reviews and feedback to drive improvements.
  • Track and resolve non-conformities.


7. Prepare for and Undergo External Audit

  • Select a certified and reputable audit partner.
  • Hold pre-audit meetings and simulations.
  • Designate a central point of contact for auditors.
  • Address audit findings with action plans.


8. Focus on Continuous Improvement

  • Establish a team to monitor post-certification compliance.
  • Regularly review and enhance the AIMS.
  • Avoid major system changes during initial implementation.

ISO/IEC 42001:2023, First Edition: Information technology – Artificial intelligence – Management system

ISO 42001 Artificial Intelligence Management Systems (AIMS) Implementation Guide: AIMS Framework | AI Security Standards

Businesses leveraging AI should prepare now for a future of increasing regulation.

DISC InfoSec’s earlier post on the AI topic

NIST: AI/ML Security Still Falls Short

Trust Me – ISO 42001 AI Management System

AI Management System Certification According to the ISO/IEC 42001 Standard

 Adversarial AI Attacks, Mitigations, and Defense Strategies: A cybersecurity professional’s guide to AI attacks, threat modeling, and securing AI with MLSecOps

What You Are Not Told About ChatGPT: Key Insights into the Inner Workings of ChatGPT & How to Get the Most Out of It

Digital Ethics in the Age of AI – Navigating the ethical frontier today and beyond

Artificial intelligence – Ethical, social, and security impacts for the present and the future

“AI Regulation: Global Challenges and Opportunities”

InfoSec services | InfoSec books | Follow our blog | DISC llc is listed on The vCISO Directory | ISO 27k Chat bot | Comprehensive vCISO Services | ISMS Services | Security Risk Assessment Services

Tags: AIMS, isms, iso 27001, ISO 42001